AI in Compliance: Risky Disruption or Regulatory Lifeline?

Are you prepared for the evolving compliance challenges in a mobile-first, AI-driven world?

With challenges spanning voice recording and mobile assurance to AI regulations and data integrity, it’s hard to keep up. Join us as we will delve into the evolution of AI-driven solutions, mobile compliance, and the future of trade floor recording devices. 

Agenda:

09.30  Registration and coffee

10.00  Solving Today’s AI & Record-Keeping Challenges: The Real-World Compliance Issues Keeping Compliance Leaders Up at Night – Kyle Ansari, CTO, Kerv

10.25  Beat the Auditors: Interactive session facilitated by Ravi Sharma, Head of Cloud & Technology Strategy, Kerv

• Why do we record voice?
• Are financial institutions facing the same regulatory and technical challenges as a year ago?
  • Assurance challenges
  • Tier 1 Bank Case Study: Submitting mixed channel recording to a regulator
• AI: Revolutionary, until it’s not
  • Friend or foe? Safeguarding and best practices for AI governance
  • Generative AI vs. Non-Generative AI: What’s the real impact on compliance?
• What about mobile?
• How important is UX design to your customers?

11.00  Break

11.25  Innovation trumps Integration – Kyle Ansari, CTO, Kerv

The technical experts creating the solutions explain how overcoming those challenges highlighted in the first session is actually achievable

11.45  Kerv Guardian Product Suite—Miranda Ansell, DevOps Engineer, Kerv

Automated device testing in a trade floor environment ensures systems are compliant and ready for the day, eliminating the risk of missing data or unauthorised individuals accessing call logs.

Feature demonstrations:

• Guardian End Point Assurance Interface
• CDR Rec
• Config Assurance
• UX Design

12.25  Solution Launch – Kerv Mobile: The Ultimate Mobile Solution – Rachel Verguson, Operations Team Leader, Kerv

• Mobile is COMPLEX; there is no single global offering
• Connectivity meetings Compliance
• Mobile recording and assurance features

12.45  Panel Q&A

13.00 Lunch, refreshments and networking

Key takeaways:

✅ Insights from Financial Industry Experts: Our team isn’t just tech-focused—we come from the finance sector ourselves. We understand real-world compliance challenges and engineer solutions to tackle them head-on.

✅ Explore the rise of AI in compliance, balancing risk and opportunity: From AI regulations to mobile and social media messaging compliance, we’ll break down the toughest industry challenges—and why they exist.

✅Learn best practices for AI governance, gain a true understanding of AI-driven risks, and how to avoid the pitfalls.

✅ Exclusive first look at our market leading solutions, including feature demonstrations

✅ Hear the challenges your peers are facing and gain insight and advice from the experts creating solutions.