AI in Compliance: Risky Disruption or Regulatory Lifeline?

Are you prepared for the evolving compliance challenges in a mobile-first, AI-driven world?

As AI reshapes the financial sector, compliance leaders face an urgent question: Is AI a regulatory game-changer or a compliance nightmare?

With challenges spanning voice recording and mobile assurance to AI regulations and data integrity, its hard to keep up. Join us as we will delve into the evolution of AI-driven solutions, mobile compliance, and the future of trade floor recording devices.  This jam-packed agenda will address the complexities of today’s stringent regulations and help those managing compliance and communication capture prepare for the future.

Whether you’re looking for solutions to tackle auditing challenges or ready to embrace the ultimate mobile compliance solution, this event has everything you need to stay compliant.

Agenda:

09.30am – Registration and coffee

10.00am – Solving Today’s AI & Record-Keeping Challenges: The Real-World Compliance Issues Keeping Compliance Leaders Up at Night

10.25am – Beat the Auditors: Interactive session on

• Why do we record voice?
• Are financial institutions facing the same regulatory and technical challenges as a year ago?
  • Assurance challenges faced by banks
  • Tier 1 Bank Case Study: Submitting mixed channel recording to a regulator
• AI: Revolutionary, until it’s not:
  • Friend or Foe? Safeguarding and best practices for AI governance
  • Generative AI vs. Non-Generative AI: What’s the real impact on compliance?
• What about mobile?
  • Challenges around recording and assurance
• How important is UX design to your customers?

11.00am Break

11.25am  Innovation trumps Integration: Having discussed the challenges in the morning session, the technical experts creating the solutions will be on hand to explain how overcoming those challenges is actually achievable.

11.45am Product Launch & Demos: Kerv Guardian
Automated device testing in a trade floor environment ensures systems are compliant and ready for the day, eliminating the risk of missing data or unauthorised individuals accessing call logs.

Feature demonstrations:

• Guardian End Point Assurance Interface
• CDR Rec
• Config Assurance
• UX Design

12.25pm – SHOWCASE: Kerv Mobile Compliance: Taming the wild west

• Mobile is COMPLEX; there is no single global offering
• Introducing the Ultimate Mobile Solution
  • Mobile recording and assurance features

12.45pm – Panel Q&A

13.00pm – Lunch and networking

Key takeaways:

✅ Insights from Financial Industry Experts: Our team isn’t just tech-focused—we come from the finance sector ourselves. We understand real-world compliance challenges and engineer solutions to tackle them head-on.

✅ Explore the rise of AI in compliance, balancing risk and opportunity: From AI regulations to mobile and social media messaging compliance, we’ll break down the toughest industry challenges—and why they exist.

✅Learn best practices for AI governance, gain a true understanding of AI-driven risks, and how to avoid the pitfalls.

✅ Exclusive first look at our market leading solutions, including feature demonstrations

✅ Hear the challenges your peers are facing and gain insight and advice from the experts creating solutions.